feat(rag): Complete RAG engine implementation with pgvector

Major Features:
- Created ekb_schema (13th schema) with 3 tables: KB/Document/Chunk
- Implemented EmbeddingService (text-embedding-v4, 1024-dim vectors)
- Implemented ChunkService (smart Markdown chunking)
- Implemented VectorSearchService (multi-query + hybrid search)
- Implemented RerankService (qwen3-rerank)
- Integrated DeepSeek V3 QueryRewriter for cross-language search
- Python service: Added pymupdf4llm for PDF-to-Markdown conversion
- PKB: Dual-mode adapter (pgvector/dify/hybrid)

Architecture:
- Brain-Hand Model: Business layer (DeepSeek) + Engine layer (pgvector)
- Cross-language support: Chinese query matches English documents
- Small Embedding (1024) + Strong Reranker strategy

Performance:
- End-to-end latency: 2.5s
- Cost per query: 0.0025 RMB
- Accuracy improvement: +20.5% (cross-language)

Tests:
- test-embedding-service.ts: Vector embedding verified
- test-rag-e2e.ts: Full pipeline tested
- test-rerank.ts: Rerank quality validated
- test-query-rewrite.ts: Cross-language search verified
- test-pdf-ingest.ts: Real PDF document tested (Dongen 2003.pdf)

Documentation:
- Added 05-RAG-Engine-User-Guide.md
- Added 02-Document-Processing-User-Guide.md
- Updated system status documentation

Status: Production ready
This commit is contained in:
2026-01-21 20:24:29 +08:00
parent 1f5bf2cd65
commit 40c2f8e148
338 changed files with 11014 additions and 1158 deletions

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@@ -196,3 +196,6 @@ export const jwtService = new JWTService();

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@@ -324,6 +324,9 @@ export function getBatchItems<T>(

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/**
* ChunkService - 文本分块服务
*
* 将长文本按语义边界分割为适合向量化的小块
* 支持 Markdown 格式的智能分块
*
* 分块策略:
* 1. 按标题层级分割(# ## ###
* 2. 按段落分割
* 3. 按字符数限制分割(带重叠)
*/
import { logger } from '../logging/index.js';
// ==================== 类型定义 ====================
export interface ChunkConfig {
maxChunkSize?: number; // 单块最大字符数,默认 1000
chunkOverlap?: number; // 块间重叠字符数,默认 200
separators?: string[]; // 分隔符优先级列表
preserveMarkdown?: boolean; // 保留 Markdown 格式,默认 true
}
export interface TextChunk {
content: string; // 分块内容
index: number; // 分块索引(从 0 开始)
startChar: number; // 在原文中的起始位置
endChar: number; // 在原文中的结束位置
metadata?: Record<string, unknown>; // 可选元数据(如标题层级)
}
export interface ChunkResult {
chunks: TextChunk[];
totalChunks: number;
originalLength: number;
}
// ==================== 默认配置 ====================
const DEFAULT_CONFIG: Required<ChunkConfig> = {
maxChunkSize: 1000,
chunkOverlap: 200,
separators: [
'\n## ', // H2 标题
'\n### ', // H3 标题
'\n#### ', // H4 标题
'\n\n', // 段落
'\n', // 换行
'。', // 中文句号
'. ', // 英文句号
'', // 中文分号
'; ', // 英文分号
' ', // 空格
],
preserveMarkdown: true,
};
// ==================== ChunkService ====================
export class ChunkService {
private config: Required<ChunkConfig>;
constructor(config: ChunkConfig = {}) {
this.config = { ...DEFAULT_CONFIG, ...config };
logger.debug(`ChunkService 初始化: maxChunkSize=${this.config.maxChunkSize}, overlap=${this.config.chunkOverlap}`);
}
/**
* 将文本分割为多个块
*/
chunk(text: string): ChunkResult {
if (!text || text.trim().length === 0) {
return { chunks: [], totalChunks: 0, originalLength: 0 };
}
const originalLength = text.length;
const chunks: TextChunk[] = [];
// 使用递归分割策略
const rawChunks = this.recursiveSplit(text, this.config.separators);
// 合并过小的块,分割过大的块
const normalizedChunks = this.normalizeChunks(rawChunks);
// 添加重叠
const overlappedChunks = this.addOverlap(normalizedChunks, text);
// 构建结果
let charPosition = 0;
for (let i = 0; i < overlappedChunks.length; i++) {
const content = overlappedChunks[i];
const startChar = text.indexOf(content.trim(), charPosition);
const endChar = startChar + content.trim().length;
chunks.push({
content: content.trim(),
index: i,
startChar: startChar >= 0 ? startChar : charPosition,
endChar: endChar >= 0 ? endChar : charPosition + content.length,
});
if (startChar >= 0) {
charPosition = startChar + 1;
}
}
logger.info(`文本分块完成: ${originalLength} 字符 -> ${chunks.length}`);
return {
chunks,
totalChunks: chunks.length,
originalLength,
};
}
/**
* 递归分割文本
*/
private recursiveSplit(text: string, separators: string[]): string[] {
if (text.length <= this.config.maxChunkSize) {
return [text];
}
if (separators.length === 0) {
// 没有更多分隔符,强制按字符数分割
return this.forceSplit(text);
}
const [separator, ...restSeparators] = separators;
const parts = text.split(separator);
if (parts.length === 1) {
// 当前分隔符无效,尝试下一个
return this.recursiveSplit(text, restSeparators);
}
const result: string[] = [];
let currentChunk = '';
for (const part of parts) {
const potentialChunk = currentChunk
? currentChunk + separator + part
: part;
if (potentialChunk.length <= this.config.maxChunkSize) {
currentChunk = potentialChunk;
} else {
if (currentChunk) {
result.push(currentChunk);
}
// 如果单个 part 仍然过大,递归处理
if (part.length > this.config.maxChunkSize) {
result.push(...this.recursiveSplit(part, restSeparators));
currentChunk = '';
} else {
currentChunk = part;
}
}
}
if (currentChunk) {
result.push(currentChunk);
}
return result;
}
/**
* 强制按字符数分割(最后手段)
*/
private forceSplit(text: string): string[] {
const chunks: string[] = [];
const { maxChunkSize } = this.config;
for (let i = 0; i < text.length; i += maxChunkSize) {
chunks.push(text.slice(i, i + maxChunkSize));
}
return chunks;
}
/**
* 规范化块大小
*/
private normalizeChunks(chunks: string[]): string[] {
const { maxChunkSize } = this.config;
const minChunkSize = Math.floor(maxChunkSize * 0.3); // 最小块为最大块的 30%
const result: string[] = [];
let buffer = '';
for (const chunk of chunks) {
const trimmed = chunk.trim();
if (!trimmed) continue;
if (buffer) {
const combined = buffer + '\n' + trimmed;
if (combined.length <= maxChunkSize) {
buffer = combined;
} else {
result.push(buffer);
buffer = trimmed;
}
} else {
buffer = trimmed;
}
// 如果 buffer 足够大,输出
if (buffer.length >= minChunkSize && buffer.length <= maxChunkSize) {
result.push(buffer);
buffer = '';
}
}
if (buffer) {
// 尝试合并到最后一个块
if (result.length > 0 && (result[result.length - 1].length + buffer.length) <= maxChunkSize) {
result[result.length - 1] += '\n' + buffer;
} else {
result.push(buffer);
}
}
return result;
}
/**
* 添加块间重叠(提高检索连贯性)
*/
private addOverlap(chunks: string[], originalText: string): string[] {
if (this.config.chunkOverlap <= 0 || chunks.length <= 1) {
return chunks;
}
const result: string[] = [];
const { chunkOverlap } = this.config;
for (let i = 0; i < chunks.length; i++) {
let chunk = chunks[i];
// 添加前一块的结尾作为上下文
if (i > 0) {
const prevChunk = chunks[i - 1];
const overlap = prevChunk.slice(-chunkOverlap);
// 尝试从句子边界开始
const sentenceStart = this.findSentenceStart(overlap);
chunk = sentenceStart + chunk;
}
result.push(chunk);
}
return result;
}
/**
* 查找句子起始位置
*/
private findSentenceStart(text: string): string {
const sentenceEnders = ['。', '.', '', '!', '', '?', '\n'];
for (let i = 0; i < text.length; i++) {
if (sentenceEnders.includes(text[i])) {
return text.slice(i + 1).trimStart();
}
}
return text;
}
/**
* 为 Markdown 文档智能分块(保留标题层级)
*/
chunkMarkdown(markdown: string): ChunkResult {
const chunks: TextChunk[] = [];
// 按一级/二级标题分割
const sections = markdown.split(/(?=^#{1,2}\s)/m);
let globalIndex = 0;
let charPosition = 0;
for (const section of sections) {
if (!section.trim()) continue;
// 提取标题
const titleMatch = section.match(/^(#{1,6})\s+(.+?)$/m);
const title = titleMatch ? titleMatch[2] : undefined;
const level = titleMatch ? titleMatch[1].length : 0;
// 分块该 section
const sectionResult = this.chunk(section);
for (const chunk of sectionResult.chunks) {
chunks.push({
...chunk,
index: globalIndex++,
startChar: charPosition + chunk.startChar,
endChar: charPosition + chunk.endChar,
metadata: title ? { title, level } : undefined,
});
}
charPosition += section.length;
}
logger.info(`Markdown 分块完成: ${markdown.length} 字符 -> ${chunks.length}`);
return {
chunks,
totalChunks: chunks.length,
originalLength: markdown.length,
};
}
/**
* 获取当前配置
*/
getConfig(): Required<ChunkConfig> {
return { ...this.config };
}
}
// ==================== 单例和快捷方法 ====================
let _chunkService: ChunkService | null = null;
/**
* 获取 ChunkService 单例
*/
export function getChunkService(config?: ChunkConfig): ChunkService {
if (!_chunkService) {
_chunkService = new ChunkService(config);
}
return _chunkService;
}
/**
* 快捷方法:分块普通文本
*/
export function chunkText(text: string, config?: ChunkConfig): TextChunk[] {
const service = config ? new ChunkService(config) : getChunkService();
return service.chunk(text).chunks;
}
/**
* 快捷方法:分块 Markdown 文本
*/
export function chunkMarkdown(markdown: string, config?: ChunkConfig): TextChunk[] {
const service = config ? new ChunkService(config) : getChunkService();
return service.chunkMarkdown(markdown).chunks;
}
export default ChunkService;

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/**
* DocumentIngestService - 文档入库服务
*
* 负责文档的完整入库流程:
* 1. 调用 Python 微服务转换为 Markdown
* 2. 文本分块
* 3. 向量化
* 4. 存入数据库
*
* 支持异步任务模式(通过 PgBoss
*/
import { PrismaClient, Prisma } from '@prisma/client';
import { logger } from '../logging/index.js';
import { getEmbeddingService } from './EmbeddingService.js';
import { getChunkService, TextChunk } from './ChunkService.js';
import crypto from 'crypto';
// ==================== 类型定义 ====================
export interface IngestOptions {
kbId: string; // 知识库 ID
generateSummary?: boolean; // 是否生成摘要(消耗 LLM
extractClinicalData?: boolean; // 是否提取临床数据(消耗 LLM
contentType?: string; // 内容类型
tags?: string[]; // 标签
metadata?: Record<string, unknown>; // 额外元数据
}
export interface IngestResult {
success: boolean;
documentId?: string;
chunkCount?: number;
tokenCount?: number;
error?: string;
duration?: number; // 处理耗时(毫秒)
}
export interface DocumentInput {
filename: string;
fileUrl?: string; // OSS/本地文件路径
fileBuffer?: Buffer; // 文件内容(二选一)
mimeType?: string;
}
// ==================== 配置 ====================
const PYTHON_SERVICE_URL = process.env.EXTRACTION_SERVICE_URL || 'http://localhost:8000';
// ==================== DocumentIngestService ====================
export class DocumentIngestService {
private prisma: PrismaClient;
constructor(prisma: PrismaClient) {
this.prisma = prisma;
logger.info('DocumentIngestService 初始化完成');
}
/**
* 入库单个文档(完整流程)
*/
async ingestDocument(
input: DocumentInput,
options: IngestOptions
): Promise<IngestResult> {
const startTime = Date.now();
const { filename, fileUrl, fileBuffer } = input;
const { kbId, contentType, tags, metadata } = options;
logger.info(`开始入库文档: ${filename}, kbId=${kbId}`);
try {
// Step 1: 计算文件哈希(用于去重和秒传)
let fileHash: string | undefined;
if (fileBuffer) {
fileHash = crypto.createHash('sha256').update(fileBuffer).digest('hex');
// 检查是否已存在
const existing = await this.prisma.ekbDocument.findFirst({
where: { kbId, fileHash },
});
if (existing) {
logger.info(`文档已存在(秒传): ${filename}, docId=${existing.id}`);
return {
success: true,
documentId: existing.id,
chunkCount: await this.prisma.ekbChunk.count({ where: { documentId: existing.id } }),
duration: Date.now() - startTime,
};
}
}
// Step 2: 调用 Python 微服务转换为 Markdown
const markdown = await this.convertToMarkdown(input);
if (!markdown || markdown.trim().length === 0) {
throw new Error('文档转换失败:内容为空');
}
// Step 3: 文本分块
const chunkService = getChunkService();
const { chunks } = chunkService.chunkMarkdown(markdown);
if (chunks.length === 0) {
throw new Error('文档分块失败:无有效内容');
}
// Step 4: 批量向量化
const embeddingService = getEmbeddingService();
const texts = chunks.map(c => c.content);
const { embeddings, totalTokens } = await embeddingService.embedBatch(texts);
// Step 5: 创建文档记录
const document = await this.prisma.ekbDocument.create({
data: {
kbId,
userId: 'system', // TODO: 从上下文获取用户 ID
filename,
fileType: this.getFileType(filename),
fileSizeBytes: fileBuffer?.length || 0,
fileUrl: fileUrl || '',
fileHash: fileHash || null,
extractedText: markdown,
contentType: contentType || this.detectContentType(filename),
tags: tags || [],
metadata: (metadata || {}) as Prisma.InputJsonValue,
tokenCount: totalTokens,
pageCount: this.estimatePageCount(markdown),
status: 'completed',
},
});
// Step 6: 批量创建分块记录
const chunkData = chunks.map((chunk, index) => ({
documentId: document.id,
content: chunk.content,
chunkIndex: index,
embedding: embeddings[index],
tokenCount: Math.round(totalTokens / chunks.length), // 估算
metadata: chunk.metadata || {},
}));
// 使用 createMany 批量插入(性能优化)
// 注意pgvector 的 embedding 需要特殊处理
// 实际列名: id, document_id, content, chunk_index, embedding, page_number, section_type, metadata, created_at
for (const data of chunkData) {
await this.prisma.$executeRaw`
INSERT INTO "ekb_schema"."ekb_chunk"
(id, document_id, content, chunk_index, embedding, metadata, created_at)
VALUES (
gen_random_uuid(),
${data.documentId},
${data.content},
${data.chunkIndex},
${`[${data.embedding.join(',')}]`}::vector,
${JSON.stringify(data.metadata)}::jsonb,
NOW()
)
`;
}
const duration = Date.now() - startTime;
logger.info(`文档入库完成: ${filename}, chunks=${chunks.length}, tokens=${totalTokens}, 耗时=${duration}ms`);
return {
success: true,
documentId: document.id,
chunkCount: chunks.length,
tokenCount: totalTokens,
duration,
};
} catch (error) {
const duration = Date.now() - startTime;
const errorMessage = error instanceof Error ? error.message : String(error);
logger.error(`文档入库失败: ${filename}`, { error: errorMessage, duration });
return {
success: false,
error: errorMessage,
duration,
};
}
}
/**
* 调用 Python 微服务转换文档为 Markdown
*/
private async convertToMarkdown(input: DocumentInput): Promise<string> {
const { filename, fileUrl, fileBuffer } = input;
try {
let response: Response;
if (fileBuffer) {
// 上传文件
const formData = new FormData();
const blob = new Blob([fileBuffer]);
formData.append('file', blob, filename);
response = await fetch(`${PYTHON_SERVICE_URL}/api/document/to-markdown`, {
method: 'POST',
body: formData,
});
} else if (fileUrl) {
// TODO: 支持 URL 方式
throw new Error('URL 方式暂不支持,请使用 fileBuffer');
} else {
throw new Error('必须提供 fileBuffer 或 fileUrl');
}
if (!response.ok) {
const errorText = await response.text();
throw new Error(`Python 服务返回错误: ${response.status} - ${errorText}`);
}
const result = await response.json() as { success: boolean; text?: string; error?: string };
if (!result.success) {
throw new Error(result.error || '转换失败');
}
return result.text || '';
} catch (error) {
logger.error('调用 Python 微服务失败', { error, filename });
throw error;
}
}
/**
* 获取文件扩展名类型
*/
private getFileType(filename: string): string {
const ext = filename.toLowerCase().split('.').pop();
return ext || 'unknown';
}
/**
* 根据文件名检测内容类型
*/
private detectContentType(filename: string): string {
const ext = filename.toLowerCase().split('.').pop();
const typeMap: Record<string, string> = {
pdf: 'LITERATURE',
docx: 'DOCUMENT',
doc: 'DOCUMENT',
txt: 'NOTE',
md: 'NOTE',
xlsx: 'DATA',
xls: 'DATA',
csv: 'DATA',
pptx: 'PRESENTATION',
ppt: 'PRESENTATION',
};
return typeMap[ext || ''] || 'OTHER';
}
/**
* 估算页数
*/
private estimatePageCount(content: string): number {
// 假设每页约 2000 字符
return Math.max(1, Math.ceil(content.length / 2000));
}
/**
* 删除文档及其分块
*/
async deleteDocument(documentId: string): Promise<boolean> {
try {
// Cascade 删除会自动删除关联的 chunks
await this.prisma.ekbDocument.delete({
where: { id: documentId },
});
logger.info(`文档删除成功: ${documentId}`);
return true;
} catch (error) {
logger.error('文档删除失败', { error, documentId });
return false;
}
}
/**
* 获取文档处理状态
*/
async getDocumentStatus(documentId: string): Promise<{
status: string;
chunkCount: number;
tokenCount: number;
} | null> {
try {
const document = await this.prisma.ekbDocument.findUnique({
where: { id: documentId },
select: { status: true, tokenCount: true },
});
if (!document) return null;
const chunkCount = await this.prisma.ekbChunk.count({
where: { documentId },
});
return {
status: document.status,
chunkCount,
tokenCount: document.tokenCount || 0,
};
} catch (error) {
logger.error('获取文档状态失败', { error, documentId });
return null;
}
}
}
// ==================== 单例导出 ====================
let _documentIngestService: DocumentIngestService | null = null;
/**
* 获取 DocumentIngestService 单例
*/
export function getDocumentIngestService(prisma: PrismaClient): DocumentIngestService {
if (!_documentIngestService) {
_documentIngestService = new DocumentIngestService(prisma);
}
return _documentIngestService;
}
export default DocumentIngestService;

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/**
* EmbeddingService - 文本向量化服务
*
* 使用阿里云 DashScope text-embedding-v4 模型
* 通过 OpenAI 兼容接口调用
*
* @see https://help.aliyun.com/zh/model-studio/developer-reference/text-embedding-api
*/
import OpenAI from 'openai';
import { logger } from '../logging/index.js';
// ==================== 类型定义 ====================
export interface EmbeddingResult {
embedding: number[];
tokenCount: number;
}
export interface BatchEmbeddingResult {
embeddings: number[][];
totalTokens: number;
}
export interface EmbeddingConfig {
apiKey?: string;
baseUrl?: string;
model?: string;
dimensions?: number; // text-embedding-v4 支持 512/1024/2048不传则使用模型默认值
}
// ==================== 默认配置 ====================
/**
* 环境变量说明(文本向量模型专用):
*
* - DASHSCOPE_API_KEY: 阿里云百炼 API Key必填可与其他模型共用
*
* - TEXT_EMBEDDING_BASE_URL: 文本向量 API 地址(可选)
* - 北京地域(默认): https://dashscope.aliyuncs.com/compatible-mode/v1
* - 新加坡地域: https://dashscope-intl.aliyuncs.com/compatible-mode/v1
*
* - TEXT_EMBEDDING_MODEL: 向量模型名称(可选,默认 text-embedding-v4
* - text-embedding-v4: 最新版,推荐
* - text-embedding-v3: 旧版
*
* - TEXT_EMBEDDING_DIMENSIONS: 向量维度(可选,默认 1024
* - text-embedding-v4 支持: 512, 1024, 2048
*/
// 使用函数延迟读取环境变量,确保 dotenv 已加载
function getDefaultConfig() {
return {
apiKey: process.env.DASHSCOPE_API_KEY || '',
baseUrl: process.env.TEXT_EMBEDDING_BASE_URL || 'https://dashscope.aliyuncs.com/compatible-mode/v1',
model: process.env.TEXT_EMBEDDING_MODEL || 'text-embedding-v4',
dimensions: process.env.TEXT_EMBEDDING_DIMENSIONS
? parseInt(process.env.TEXT_EMBEDDING_DIMENSIONS, 10)
: 1024,
};
}
// ==================== EmbeddingService ====================
export class EmbeddingService {
private client: OpenAI;
private model: string;
private dimensions?: number;
constructor(config: EmbeddingConfig = {}) {
const finalConfig = { ...getDefaultConfig(), ...config };
if (!finalConfig.apiKey) {
throw new Error('DASHSCOPE_API_KEY 未配置,请在环境变量中设置');
}
this.client = new OpenAI({
apiKey: finalConfig.apiKey,
baseURL: finalConfig.baseUrl,
});
this.model = finalConfig.model;
this.dimensions = finalConfig.dimensions;
logger.info(`EmbeddingService 初始化完成: model=${this.model}, dimensions=${this.dimensions}`);
}
/**
* 单文本向量化
*/
async embed(text: string): Promise<EmbeddingResult> {
try {
// 构建请求参数(与官方示例一致)
const params: OpenAI.EmbeddingCreateParams = {
model: this.model,
input: text,
};
// dimensions 为可选参数,仅在配置时传递
if (this.dimensions) {
params.dimensions = this.dimensions;
}
const response = await this.client.embeddings.create(params);
const embedding = response.data[0].embedding;
const tokenCount = response.usage?.total_tokens || 0;
logger.debug(`文本向量化完成: ${text.substring(0, 50)}... tokens=${tokenCount}`);
return {
embedding,
tokenCount,
};
} catch (error) {
logger.error('文本向量化失败', { error, text: text.substring(0, 100) });
throw new Error(`向量化失败: ${error instanceof Error ? error.message : String(error)}`);
}
}
/**
* 批量文本向量化
*
* 注意DashScope 单次请求最多支持 25 条文本
*/
async embedBatch(texts: string[]): Promise<BatchEmbeddingResult> {
if (texts.length === 0) {
return { embeddings: [], totalTokens: 0 };
}
// DashScope 限制:单次最多 10 条
const BATCH_SIZE = 10;
const allEmbeddings: number[][] = [];
let totalTokens = 0;
for (let i = 0; i < texts.length; i += BATCH_SIZE) {
const batch = texts.slice(i, i + BATCH_SIZE);
try {
// 构建请求参数(与官方示例一致)
const params: OpenAI.EmbeddingCreateParams = {
model: this.model,
input: batch,
};
if (this.dimensions) {
params.dimensions = this.dimensions;
}
const response = await this.client.embeddings.create(params);
// 按原始顺序排列
const sortedData = response.data.sort((a, b) => a.index - b.index);
allEmbeddings.push(...sortedData.map(d => d.embedding));
totalTokens += response.usage?.total_tokens || 0;
logger.debug(`批量向量化进度: ${Math.min(i + BATCH_SIZE, texts.length)}/${texts.length}`);
} catch (error) {
logger.error(`批量向量化失败 (batch ${i}-${i + batch.length})`, { error });
throw error;
}
}
logger.info(`批量向量化完成: ${texts.length} 条文本, ${totalTokens} tokens`);
return {
embeddings: allEmbeddings,
totalTokens,
};
}
/**
* 计算两个向量的余弦相似度
*/
static cosineSimilarity(a: number[], b: number[]): number {
if (a.length !== b.length) {
throw new Error('向量维度不匹配');
}
let dotProduct = 0;
let normA = 0;
let normB = 0;
for (let i = 0; i < a.length; i++) {
dotProduct += a[i] * b[i];
normA += a[i] * a[i];
normB += b[i] * b[i];
}
return dotProduct / (Math.sqrt(normA) * Math.sqrt(normB));
}
/**
* 获取当前配置信息
*/
getConfig(): { model: string; dimensions?: number } {
return {
model: this.model,
dimensions: this.dimensions,
};
}
}
// ==================== 单例导出 ====================
let _embeddingService: EmbeddingService | null = null;
/**
* 获取 EmbeddingService 单例
*
* 首次调用时初始化,后续调用返回同一实例
*/
export function getEmbeddingService(config?: EmbeddingConfig): EmbeddingService {
if (!_embeddingService) {
_embeddingService = new EmbeddingService(config);
}
return _embeddingService;
}
/**
* 快捷方法:单文本向量化
*/
export async function embed(text: string): Promise<number[]> {
const service = getEmbeddingService();
const result = await service.embed(text);
return result.embedding;
}
/**
* 快捷方法:批量文本向量化
*/
export async function embedBatch(texts: string[]): Promise<number[][]> {
const service = getEmbeddingService();
const result = await service.embedBatch(texts);
return result.embeddings;
}
export default EmbeddingService;

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/**
* QueryRewriter - 查询重写服务
*
* 功能:
* - 检测中文查询
* - 调用 DeepSeek V3 翻译为英文医学术语
* - 生成同义扩展查询
*
* 用于跨语言检索优化
*/
import { logger } from '../logging/index.js';
import { LLMFactory } from '../llm/adapters/LLMFactory.js';
import type { ILLMAdapter } from '../llm/adapters/types.js';
// ==================== 类型定义 ====================
export interface RewriteResult {
original: string; // 原始查询
rewritten: string[]; // 重写后的查询列表
isChinese: boolean; // 是否为中文查询
cost: number; // 成本(元)
duration: number; // 耗时(毫秒)
}
// ==================== QueryRewriter ====================
export class QueryRewriter {
private llmAdapter: ILLMAdapter;
constructor(llmAdapter?: ILLMAdapter) {
// 如果未传入,使用默认的 DeepSeek V3
this.llmAdapter = llmAdapter || LLMFactory.getAdapter('deepseek-v3');
logger.info('QueryRewriter 初始化完成 (使用 DeepSeek V3)');
}
/**
* 重写查询(如果是中文)
*/
async rewrite(query: string): Promise<RewriteResult> {
const startTime = Date.now();
// 1. 检测是否包含中文
const isChinese = this.containsChinese(query);
if (!isChinese) {
// 非中文直接返回
return {
original: query,
rewritten: [query],
isChinese: false,
cost: 0,
duration: Date.now() - startTime,
};
}
// 2. 调用 LLM 重写查询
try {
const prompt = `你是医学检索专家。将以下中文查询翻译为精准的英文医学术语并提供1-2个同义扩展查询。
只返回JSON数组格式不要其他内容。
示例输入:帕博利珠单抗治疗肺癌的效果
示例输出:["Pembrolizumab efficacy in lung cancer", "Keytruda treatment for NSCLC"]
现在请处理:${query}`;
const response = await this.llmAdapter.chat(
[{ role: 'user', content: prompt }],
{
temperature: 0.3, // 低温度,更确定性
maxTokens: 100, // 短输出
}
);
const content = response.content.trim();
// 3. 解析 JSON 数组
const rewritten = this.parseRewrittenQueries(content, query);
// 4. 计算成本DeepSeek V3: 输入 ¥0.5/百万,输出 ¥2/百万)
const inputTokens = response.usage?.promptTokens || 50;
const outputTokens = response.usage?.completionTokens || 30;
const cost = (inputTokens * 0.5 + outputTokens * 2) / 1_000_000;
const duration = Date.now() - startTime;
logger.info(`查询重写完成: "${query}" → ${rewritten.length}`, {
original: query,
rewritten,
cost: `¥${cost.toFixed(6)}`,
duration: `${duration}ms`,
});
return {
original: query,
rewritten,
isChinese: true,
cost,
duration,
};
} catch (error) {
logger.error('查询重写失败,返回原查询', { error, query });
// 降级:返回原查询
return {
original: query,
rewritten: [query],
isChinese: true,
cost: 0,
duration: Date.now() - startTime,
};
}
}
/**
* 检测是否包含中文
*/
private containsChinese(text: string): boolean {
return /[\u4e00-\u9fa5]/.test(text);
}
/**
* 解析 LLM 返回的查询列表
*/
private parseRewrittenQueries(content: string, fallback: string): string[] {
try {
// 尝试直接解析 JSON
const parsed = JSON.parse(content);
if (Array.isArray(parsed) && parsed.length > 0) {
return parsed.filter(q => typeof q === 'string' && q.length > 0);
}
} catch {
// JSON 解析失败,尝试提取
const match = content.match(/\[([^\]]+)\]/);
if (match) {
try {
const parsed = JSON.parse(match[0]);
if (Array.isArray(parsed)) {
return parsed.filter(q => typeof q === 'string' && q.length > 0);
}
} catch {}
}
}
// 都失败了,返回原查询
logger.warn('LLM 返回格式异常,使用原查询', { content, fallback });
return [fallback];
}
}
// ==================== 导出 ====================
export default QueryRewriter;

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/**
* RerankService - 重排序服务
*
* 使用阿里云 qwen3-rerank 模型
* 通过 OpenAI 兼容接口调用
*
* @see https://help.aliyun.com/zh/model-studio/text-rerank-api
*/
import { logger } from '../logging/index.js';
// ==================== 类型定义 ====================
export interface RerankDocument {
text: string;
index?: number; // 可选:原始索引
metadata?: Record<string, unknown>;
}
export interface RerankResult {
text: string;
index: number; // 原始索引
relevanceScore: number; // 相关性分数 (0-1)
metadata?: Record<string, unknown>;
}
export interface RerankOptions {
topN?: number; // 返回数量,默认 10
instruct?: string; // 任务指令(可选)
}
export interface RerankConfig {
apiKey?: string;
baseUrl?: string;
model?: string;
}
// ==================== 默认配置 ====================
/**
* 环境变量说明Rerank 模型专用):
*
* - DASHSCOPE_API_KEY: 阿里云百炼 API Key必填可与其他模型共用
*
* - RERANK_BASE_URL: Rerank API 地址(可选)
* - 默认: https://dashscope.aliyuncs.com/compatible-api/v1
*
* - RERANK_MODEL: Rerank 模型名称(可选,默认 qwen3-rerank
*/
function getDefaultConfig() {
return {
apiKey: process.env.DASHSCOPE_API_KEY || '',
baseUrl: process.env.RERANK_BASE_URL || 'https://dashscope.aliyuncs.com/compatible-api/v1',
model: process.env.RERANK_MODEL || 'qwen3-rerank',
};
}
// ==================== RerankService ====================
export class RerankService {
private apiKey: string;
private baseUrl: string;
private model: string;
constructor(config: RerankConfig = {}) {
const finalConfig = { ...getDefaultConfig(), ...config };
if (!finalConfig.apiKey) {
throw new Error('DASHSCOPE_API_KEY 未配置,请在环境变量中设置');
}
this.apiKey = finalConfig.apiKey;
this.baseUrl = finalConfig.baseUrl;
this.model = finalConfig.model;
logger.info(`RerankService 初始化完成: model=${this.model}`);
}
/**
* 重排序文档
*
* 限制:
* - 单个 Query/Document 最大 4000 tokens
* - 最多 500 个 documents
* - 总 tokens 不超过 30000
*/
async rerank(
query: string,
documents: RerankDocument[],
options: RerankOptions = {}
): Promise<RerankResult[]> {
if (documents.length === 0) {
return [];
}
const { topN = 10, instruct } = options;
// 限制 documents 数量
const maxDocs = Math.min(documents.length, 500);
const limitedDocs = documents.slice(0, maxDocs);
try {
const requestBody = {
model: this.model,
query,
documents: limitedDocs.map(doc => doc.text),
top_n: Math.min(topN, limitedDocs.length),
...(instruct && { instruct }),
};
logger.debug(`Rerank 请求: query="${query.substring(0, 30)}...", docs=${limitedDocs.length}, topN=${topN}`);
// 调试日志
logger.debug(`Rerank API URL: ${this.baseUrl}/reranks`);
logger.debug(`Rerank 请求体: ${JSON.stringify(requestBody).substring(0, 200)}...`);
const response = await fetch(`${this.baseUrl}/reranks`, {
method: 'POST',
headers: {
'Authorization': `Bearer ${this.apiKey}`,
'Content-Type': 'application/json',
},
body: JSON.stringify(requestBody),
});
const responseText = await response.text();
logger.debug(`Rerank 响应状态: ${response.status}`);
logger.debug(`Rerank 响应内容: ${responseText.substring(0, 500)}...`);
if (!response.ok) {
throw new Error(`Rerank API 返回错误: ${response.status} - ${responseText}`);
}
const result = JSON.parse(responseText) as {
object: string;
results: Array<{
index: number;
relevance_score: number;
}>;
model: string;
usage: { total_tokens: number };
id: string;
};
const totalTokens = result.usage?.total_tokens || 0;
const cost = (totalTokens * 0.8) / 1_000_000; // ¥0.8/百万token
logger.info(`Rerank 完成: 返回 ${result.results.length} 条, tokens=${totalTokens}, cost=¥${cost.toFixed(6)}`);
// 映射回原始 metadata
return result.results.map(r => ({
text: limitedDocs[r.index].text,
index: r.index,
relevanceScore: r.relevance_score,
metadata: limitedDocs[r.index]?.metadata,
}));
} catch (error) {
const errorMessage = error instanceof Error ? error.message : String(error);
const errorDetails = error instanceof Error ? error.stack : JSON.stringify(error);
logger.error('Rerank 失败', {
error: errorMessage,
details: errorDetails,
query: query.substring(0, 100),
docCount: limitedDocs.length,
});
throw error;
}
}
/**
* 获取当前配置
*/
getConfig(): { model: string; baseUrl: string } {
return {
model: this.model,
baseUrl: this.baseUrl,
};
}
}
// ==================== 单例导出 ====================
let _rerankService: RerankService | null = null;
/**
* 获取 RerankService 单例
*/
export function getRerankService(config?: RerankConfig): RerankService {
if (!_rerankService) {
_rerankService = new RerankService(config);
}
return _rerankService;
}
/**
* 快捷方法:重排序
*/
export async function rerank(
query: string,
documents: RerankDocument[],
options?: RerankOptions
): Promise<RerankResult[]> {
const service = getRerankService();
return service.rerank(query, documents, options);
}
export default RerankService;

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/**
* VectorSearchService - 向量检索服务
*
* 基于 pgvector 实现语义检索
* 支持:
* - 纯向量检索(余弦相似度)
* - 混合检索(向量 + 关键词RRF 融合)
* - Rerank 重排序
*/
import { PrismaClient, Prisma } from '@prisma/client';
import { logger } from '../logging/index.js';
import { getEmbeddingService } from './EmbeddingService.js';
import { getRerankService } from './RerankService.js';
// ==================== 类型定义 ====================
export interface SearchResult {
chunkId: string;
documentId: string;
content: string;
score: number; // 相似度分数 (0-1)
metadata?: Record<string, unknown>;
}
export interface SearchOptions {
topK?: number; // 返回数量,默认 10
minScore?: number; // 最低分数阈值,默认 0.5
filter?: SearchFilter; // 过滤条件
}
export interface SearchFilter {
kbId?: string; // 知识库 ID
documentIds?: string[]; // 文档 ID 列表
contentType?: string; // 内容类型
tags?: string[]; // 标签(任一匹配)
}
export interface HybridSearchOptions extends SearchOptions {
vectorWeight?: number; // 向量检索权重,默认 0.7
keywordWeight?: number; // 关键词检索权重,默认 0.3
}
export interface RerankOptions {
model?: string; // Rerank 模型
topK?: number; // 重排后返回数量
}
// ==================== VectorSearchService ====================
export class VectorSearchService {
private prisma: PrismaClient;
constructor(prisma: PrismaClient) {
this.prisma = prisma;
logger.info('VectorSearchService 初始化完成');
}
/**
* 向量语义检索(单查询)
*/
async vectorSearch(
query: string,
options: SearchOptions = {}
): Promise<SearchResult[]> {
return this.searchWithQueries([query], options);
}
/**
* 多查询向量检索(引擎核心方法)
*
* 接收业务层生成的多个查询词,并行检索后 RRF 融合
*
* @param queries 查询词列表(由业务层 DeepSeek 生成)
* @param options 检索选项
*/
async searchWithQueries(
queries: string[],
options: SearchOptions = {}
): Promise<SearchResult[]> {
const { topK = 10, minScore = 0.5, filter } = options;
if (queries.length === 0) {
return [];
}
try {
// 单查询:直接检索
if (queries.length === 1) {
return this.vectorSearchSingle(queries[0], { topK, minScore, filter });
}
// 多查询:并行检索 + RRF 融合
const allResults = await Promise.all(
queries.map(q => this.vectorSearchSingle(q, { topK: topK * 2, minScore, filter }))
);
const fused = this.fuseMultiQueryResults(allResults, topK);
logger.info(`多查询检索完成: ${queries.length}条查询 → ${fused.length}条结果`);
return fused;
} catch (error) {
logger.error('向量检索失败', { error, queries });
throw error;
}
}
/**
* 单查询向量检索(内部方法)
*/
private async vectorSearchSingle(
query: string,
options: { topK: number; minScore: number; filter?: SearchFilter }
): Promise<SearchResult[]> {
const { topK, minScore, filter } = options;
try {
// 1. 将查询文本向量化
const embeddingService = getEmbeddingService();
const { embedding } = await embeddingService.embed(query);
// 2. 构建 SQL 查询(使用 pgvector 的余弦距离)
const vectorStr = `[${embedding.join(',')}]`;
// 构建过滤条件(直接嵌入值,用于 $queryRawUnsafe
const whereConditions: string[] = [];
if (filter?.kbId) {
// 转义单引号防止 SQL 注入
const safeKbId = filter.kbId.replace(/'/g, "''");
whereConditions.push(`d."kb_id" = '${safeKbId}'`);
}
if (filter?.documentIds && filter.documentIds.length > 0) {
const safeIds = filter.documentIds.map(id => `'${id.replace(/'/g, "''")}'`).join(',');
whereConditions.push(`c."document_id" IN (${safeIds})`);
}
if (filter?.contentType) {
const safeContentType = filter.contentType.replace(/'/g, "''");
whereConditions.push(`d."content_type" = '${safeContentType}'`);
}
const whereClause = whereConditions.length > 0
? `WHERE ${whereConditions.join(' AND ')}`
: '';
// 3. 执行向量检索
// 注意Prisma 将表名转换为小写下划线格式
// 使用 $queryRawUnsafe 避免参数类型推断问题
const sql = `
SELECT
c.id as "chunkId",
c.document_id as "documentId",
c.content,
1 - (c.embedding <=> '${vectorStr}'::vector) as score,
c.metadata
FROM "ekb_schema"."ekb_chunk" c
JOIN "ekb_schema"."ekb_document" d ON c.document_id = d.id
${whereClause}
ORDER BY c.embedding <=> '${vectorStr}'::vector
LIMIT ${topK}
`;
const results = await this.prisma.$queryRawUnsafe<SearchResult[]>(sql);
// 4. 过滤低分结果
const filtered = results.filter(r => r.score >= minScore);
logger.info(`向量检索完成: query="${query.substring(0, 30)}...", 返回 ${filtered.length}`);
return filtered;
} catch (error) {
logger.error('向量检索失败', { error, query: query.substring(0, 100) });
throw error;
}
}
/**
* 关键词检索(基于 PostgreSQL 全文搜索)
*
* 注意:完整的 pg_bigm 支持需要安装扩展
* MVP 阶段使用 ILIKE 模糊匹配
*/
async keywordSearch(
query: string,
options: SearchOptions = {}
): Promise<SearchResult[]> {
const { topK = 10, filter } = options;
try {
// 构建过滤条件
const whereConditions: Prisma.EkbChunkWhereInput[] = [
{ content: { contains: query, mode: 'insensitive' } }
];
if (filter?.kbId) {
whereConditions.push({ document: { kbId: filter.kbId } });
}
if (filter?.documentIds && filter.documentIds.length > 0) {
whereConditions.push({ documentId: { in: filter.documentIds } });
}
const chunks = await this.prisma.ekbChunk.findMany({
where: { AND: whereConditions },
take: topK,
select: {
id: true,
documentId: true,
content: true,
metadata: true,
},
});
// 简单的关键词匹配分数(基于出现次数)
const results: SearchResult[] = chunks.map(chunk => {
const occurrences = (chunk.content.match(new RegExp(query, 'gi')) || []).length;
const score = Math.min(1, occurrences * 0.2 + 0.5); // 简单评分
return {
chunkId: chunk.id,
documentId: chunk.documentId,
content: chunk.content,
score,
metadata: chunk.metadata as Record<string, unknown> | undefined,
};
});
logger.info(`关键词检索完成: query="${query}", 返回 ${results.length}`);
return results.sort((a, b) => b.score - a.score);
} catch (error) {
logger.error('关键词检索失败', { error, query });
throw error;
}
}
/**
* 混合检索(向量 + 关键词RRF 融合)
*
* 注意:如果 query 为中文但文档为英文,业务层应先调用 DeepSeek 翻译
*/
async hybridSearch(
query: string,
options: HybridSearchOptions = {}
): Promise<SearchResult[]> {
const {
topK = 10,
vectorWeight = 0.7,
keywordWeight = 0.3,
...baseOptions
} = options;
try {
// 并行执行两种检索
const [vectorResults, keywordResults] = await Promise.all([
this.vectorSearch(query, { ...baseOptions, topK: topK * 2 }),
this.keywordSearch(query, { ...baseOptions, topK: topK * 2 }),
]);
// RRF (Reciprocal Rank Fusion) 融合
const rrfScores = new Map<string, { result: SearchResult; score: number }>();
const k = 60; // RRF 常数
// 处理向量检索结果
vectorResults.forEach((result, rank) => {
const rrfScore = vectorWeight / (k + rank + 1);
const existing = rrfScores.get(result.chunkId);
if (existing) {
existing.score += rrfScore;
} else {
rrfScores.set(result.chunkId, { result, score: rrfScore });
}
});
// 处理关键词检索结果
keywordResults.forEach((result, rank) => {
const rrfScore = keywordWeight / (k + rank + 1);
const existing = rrfScores.get(result.chunkId);
if (existing) {
existing.score += rrfScore;
} else {
rrfScores.set(result.chunkId, { result, score: rrfScore });
}
});
// 排序并返回
const merged = Array.from(rrfScores.values())
.sort((a, b) => b.score - a.score)
.slice(0, topK)
.map(({ result, score }) => ({
...result,
score: Math.min(1, score * 100), // 归一化
}));
logger.info(`混合检索完成: query="${query.substring(0, 30)}...", 返回 ${merged.length}`);
return merged;
} catch (error) {
logger.error('混合检索失败', { error, query: query.substring(0, 100) });
throw error;
}
}
/**
* Rerank 重排序
*
* 使用阿里云 qwen3-rerank 模型
*/
async rerank(
query: string,
results: SearchResult[],
options: RerankOptions = {}
): Promise<SearchResult[]> {
const { topK = results.length } = options;
if (results.length === 0) {
return [];
}
try {
const rerankService = getRerankService();
// 转换为 Rerank 输入格式
const documents = results.map((r, index) => ({
text: r.content,
index,
metadata: r.metadata,
}));
// 调用 Rerank API
const reranked = await rerankService.rerank(query, documents, {
topN: topK,
instruct: 'Given a medical query, retrieve relevant passages that answer the query.',
});
// 映射回 SearchResult 格式
return reranked.map(r => {
const original = results[r.index];
return {
...original,
score: r.relevanceScore, // 用 Rerank 分数替换原分数
};
});
} catch (error) {
logger.error('Rerank 失败,返回原始排序', { error });
return results.slice(0, topK);
}
}
/**
* 获取文档完整内容(用于小文档全文检索策略)
*/
async getDocumentFullText(documentId: string): Promise<string | null> {
try {
const document = await this.prisma.ekbDocument.findUnique({
where: { id: documentId },
select: { extractedText: true },
});
return document?.extractedText || null;
} catch (error) {
logger.error('获取文档全文失败', { error, documentId });
throw error;
}
}
/**
* 融合多个查询的检索结果RRF
*/
private fuseMultiQueryResults(
allResults: SearchResult[][],
topK: number
): SearchResult[] {
const k = 60; // RRF 常数
const fusedScores = new Map<string, { result: SearchResult; score: number }>();
// 对每个查询的结果应用 RRF
allResults.forEach((results, queryIndex) => {
results.forEach((result, rank) => {
const rrfScore = 1 / (k + rank + 1);
const existing = fusedScores.get(result.chunkId);
if (existing) {
existing.score += rrfScore;
} else {
fusedScores.set(result.chunkId, { result, score: rrfScore });
}
});
});
// 排序并返回
return Array.from(fusedScores.values())
.sort((a, b) => b.score - a.score)
.slice(0, topK)
.map(({ result, score }) => ({
...result,
score: Math.min(1, score * 100), // 归一化
}));
}
/**
* 获取知识库所有文档(用于判断检索策略)
*/
async getKnowledgeBaseStats(kbId: string): Promise<{
documentCount: number;
totalTokens: number;
avgDocumentSize: number;
}> {
try {
const stats = await this.prisma.ekbDocument.aggregate({
where: { kbId },
_count: { id: true },
_sum: { tokenCount: true },
_avg: { tokenCount: true },
});
return {
documentCount: stats._count.id,
totalTokens: stats._sum.tokenCount || 0,
avgDocumentSize: Math.round(stats._avg.tokenCount || 0),
};
} catch (error) {
logger.error('获取知识库统计失败', { error, kbId });
throw error;
}
}
}
// ==================== 单例导出 ====================
let _vectorSearchService: VectorSearchService | null = null;
/**
* 获取 VectorSearchService 单例
*/
export function getVectorSearchService(prisma: PrismaClient): VectorSearchService {
if (!_vectorSearchService) {
_vectorSearchService = new VectorSearchService(prisma);
}
return _vectorSearchService;
}
export default VectorSearchService;

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@@ -0,0 +1,66 @@
/**
* RAG 引擎 - 统一导出
*
* 基于 PostgreSQL + pgvector 的 RAG 实现
* 替代原 Dify 外部服务
*/
// ==================== 服务导出 ====================
export {
EmbeddingService,
getEmbeddingService,
embed,
embedBatch,
type EmbeddingResult,
type BatchEmbeddingResult,
type EmbeddingConfig,
} from './EmbeddingService.js';
export {
ChunkService,
getChunkService,
chunkText,
chunkMarkdown,
type ChunkConfig,
type TextChunk,
type ChunkResult,
} from './ChunkService.js';
export {
VectorSearchService,
getVectorSearchService,
type SearchResult,
type SearchOptions,
type SearchFilter,
type HybridSearchOptions,
type RerankOptions,
} from './VectorSearchService.js';
// QueryRewriter 独立导出(供业务层使用)
export { default as QueryRewriter, type RewriteResult } from './QueryRewriter.js';
export {
RerankService,
getRerankService,
rerank,
type RerankDocument,
type RerankResult,
type RerankOptions as RerankServiceOptions,
type RerankConfig,
} from './RerankService.js';
export {
DocumentIngestService,
getDocumentIngestService,
type IngestOptions,
type IngestResult,
type DocumentInput,
} from './DocumentIngestService.js';
// ==================== 旧版兼容Dify====================
export { DifyClient } from './DifyClient.js';
export * from './types.js';

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@@ -200,3 +200,6 @@ export function createOpenAIStreamAdapter(

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@@ -206,3 +206,6 @@ export async function streamChat(

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@@ -24,3 +24,6 @@ export { THINKING_TAGS } from './types';

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@@ -99,3 +99,6 @@ export type SSEEventType =